Stein, Kevin T.

Kevin Stein advises underwriters, issuers, and investors in many different types of capital markets transactions that include public and private offerings of debt and equity, convertible, equity-linked, high-yield, and investment-grade securities.

In addition, Kevin has experience counseling companies on federal and state regulatory matters such as the Sarbanes-Oxley Act, SEC disclosure requirements, NYSE- and Nasdaq-listed company rules, SEC periodic filing requirements, and the Investment Advisors Act of 1940.

Kevin also counsels clients concerning the formation and operation of investment vehicles, joint venture arrangements, and acquisition and restructuring matters. Representative clients have included Goldman Sachs, Banc of America, Morgan Stanley, Cendant, Norfolk Southern, Duff & Phelps, and Highland Capital Management.