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William McLucas is the chair of the firm's Securities Department, a member of the Securities Litigation and Enforcement Practice Group and a member of the Dodd-Frank Whistleblower Working Group. He joined the firm in 1998.
In 1977, Mr. McLucas joined the Securities and Exchange Commission's Division of Enforcement. He served under five successive Chairmen of the SEC while he rose through the Division, ultimately to serve as Director of Enforcement for eight years—longer than any other Enforcement Division Director in Commission history. Mr. McLucas led the Division's Staff in numerous high-profile investigations and landmark enforcement actions, including hundreds of insider trading cases and numerous inquiries and proceedings involving public companies, accounting firms, investment banks, and participation in the municipal securities markets.
Practice
Mr. McLucas is one of the most sought-after advisors to public companies, boards of directors, audit committees and special committees dealing with corporate crises and related issues. He represents public companies, investment banks, accounting firms and advisors to mutual funds facing a variety of corporate and market crises, as well as Securities and Exchange Commission investigations. He has led numerous audit committee and special committee inquiries, and has also represented numerous corporate executives and directors in connection with Securities and Exchange Commission investigations.
Chambers USA: America's Leading Lawyers for Business describes Mr. McLucas as "the preeminent SEC enforcement lawyer in the country."
Recent Highlights Mr. McLucas has represented the board committees in some of the most prominent corporate scandals that have arisen recently in the US markets, including the Special Committees of both Enron and WorldCom. He also advised the Special Committee of the Board of Nortel Networks in its review of certain accounting restatements and, more recently, the Special Committee of the Board of UnitedHealth Group in its review of options dating issues.
He also has represented numerous public companies and their executives, as well as public accounting firms and hedge funds in connection with securities enforcement and regulatory inquiries.
Professional Activities Mr. McLucas is a frequent speaker on panels and programs on topics pertaining to securities laws, corporate governance and law enforcement.
Honors and Awards
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