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Mitch Gibbons conducts a comprehensive securities regulatory and compliance practice with a particular focus on investment adviser, broker-dealer, and private investment fund matters. She counsels private equity funds, hedge funds, funds of funds, and registered investment companies on organizational, regulatory, compliance, and transactional matters and advises companies and investors in related transactions. She also advises clients on regulatory issues involving the Dodd-Frank Wall Street Reform and Consumer Protection Act, advertising, anti-money laundering, social-networking, trading, execution, custody, privacy, disaster recovery, insider trading, and international securities issues.
Mitch is a frequent speaker at national and industry conferences and contributes to several industry publications.
Mitch is on the Houston Advisory Board of the Tahirih Justice Center, and she is a member of the New York State Bar Association, National Asian Pacific American Bar Association, Harvard University Club, and 100 Women in Hedge Funds.
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