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Augustine is an associate in the firm of Briggs and Morgan, Professional Association. He is a member of the Business Litigation Section and the Financial Markets Group. Augustine practices principally in the areas of:
He is knowledgeable about and has guided clients in the areas of compliance policies and procedures, fairness opinions, referral agreements, Regulation D as it relates to marketing a new product, as well as regulatory enforcement. Due to the interwoven compliance issues related to broker-dealers and other financial professionals, Augustine has also assisted clients regarding employment issues.
In addition to his securities litigation experience, Augustine has been involved in securities class action, land use litigation and litigation resulting from the dissolution of a limited partnership (a breach of fiduciary duty matter).
Augustine has a wealth of financial and business experience from his years before becoming an attorney. As a former financial analyst for Fidelity Investments, he analyzed financial information to forecast business, industry and economic conditions for making investment recommendations to portfolio managers. Augustine is also a former business owner, having owned several businesses, including a corporation that focused on restructuring light industrial businesses. While serving as executive director of the Korean American Dry Cleaners Association, Augustine was a council member for the Illinois Dry Cleaner Environmental Response Trust from 2002 to 2005.
Augustine is admitted to practice law in
Born in
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