Moscow, Ann L.

Jeremy Moorehouse is an associate in the Securities Department, and a member of the Broker-Dealer Compliance and Regulation Practice Group. He joined the firm in 2010.

Practice

Mr. Moorehouse advises and represents broker-dealers, banks and other financial institutions, hedge funds, securities exchanges, and securities trade associations regarding compliance with federal and state securities laws and regulations, futures rules and regulations, and the rules of self-regulatory organizations. He works closely with clients to establish, maintain and revise retail and institutional compliance and supervisory policies and procedures. Mr. Moorehouse also assists clients in conducting internal investigations, responding to regulatory inquiries, and implementing business changes.

Past Experience

While pursuing his law degree, Mr. Moorehouse held a summer associate position with WilmerHale and also worked for several components of the US Department of Justice, including the Criminal Section of the Civil Rights Division, US Marshals Service Office of General Counsel, and Executive Office for Immigration Review.

In addition, Mr. Moorehouse worked as a research assistant for Professor Alexander Tsesis of the Loyola University Chicago School of Law, researching civil rights issues and the impact of the Declaration of Independence on American society. In 2008, Mr. Moorehouse participated in the Thomas Tang National Moot Court Competition where he was recognized as a national finalist, regional champion, and co-authored the regional best brief.