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Jeremy Gauld is an associate in the Securities Department and a member of the Investment Management Group. He joined the firm in 2005.
Practice
Mr. Gauld concentrates his practice on the representation of open and closed-end investment companies, private investment pools and investment advisers. He advises mutual fund complexes on various regulatory and compliance matters including registration, mergers and reorganizations, proxy contests and negotiations with fund service-providers. He has worked on internal policies, procedures, compliance checklists and corresponding disclosures in SEC forms for investment companies and investment advisers. He also has experience with investment company status issues and has assisted in the drafting of opinions as well as assisted clients in discussions with SEC staff. He has advised registered investment companies on exemptive applications and no-action letter requests to the SEC.
He also assists in the formation of and the provision of ongoing advice to domestic and offshore unregistered investment companies.
He has also conducted research, drafted memoranda and lead discovery on numerous securities litigation and SEC enforcement matters concerning market timing of mutual funds, selective disclosure of portfolio holdings, allocation of IPO investments, discriminating disclosure of asset allocation agreements and potential liability of third-party service providers to mutual funds.
Mr. Gauld has acted as lead counsel on a civil rights case in Federal District Court and has worked on a variety of corporate and litigation pro bono matters.
Prior to attending law school, Mr. Gauld worked as a litigation legal assistant and interned in The White House and in the Office of United States Senator John F. Kerry.
Professional Activities
Mr. Gauld a member of the American Bar Association, the Massachusetts Bar Association and the Boston Bar Association.
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