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Tom Daniels counsels a diverse range of corporations and financial institutions in domestic and international corporate finance matters and advises boards of directors of both public and private companies on a broad range of issues relating to securities regulations and corporate governance. He has extensive experience in a full range of corporate financing matters, including public and private equity and debt capital raising transactions, 144A offerings, cross-border transactions, issuer tender offers, exchange offers, restructurings, and other financing alternatives. Tom assists clients with compliance with the federal securities laws, including the Investment Company Act of 1940, stock exchange requirements, and Sarbanes-Oxley.
His clients include: ERICO International, Mattel, NAACO Industries, Parker Hannifin, Premier Farnell, STERIS, and York Enhanced Strategies Fund.
Tom speaks regularly at seminars regarding securities law compliance and governance matters.
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